Steven G. Rubenstein • 23 years industry experience • Founded Arrow in 1995 • Lehigh University - BS in Finance 1984 • Securities licenses: 24, 7, 63 • Past President, Third Party Marketing Association Steve has been a pioneer in the third party marketing business and has helped Arrow become one of the industry’s leading firms. Prior to forming Arrow in 1995, Steve was Vice President, Bankers Trust, Global Investment Management Group. While at BT, he established several private label and sub-advisory relationships with outside financial intermediaries to leverage external distribution networks for the bank. He also successfully sold the full spectrum of BT-managed products. From 1986 to 1988 he marketed independent research to US-based institutional investors for Institutional Research Services. Steve began his career in 1984 at Drexel Burnham Lambert, where he sold independent research products and services to financial institutions. steve@arrowpartners.com (914) 251-1084 ext. 12 Kenneth G. Rogers • 22 years industry experience • Joined Arrow in 1998 • Muhlenberg College - BA in Communications 1985 • Securities licenses: 24, 7, 63 During the past nine years, Ken has helped build Arrow Partners, Inc. into one of the industry’s leading third party marketing firms. Prior to joining Arrow, Ken had several sales and management roles in the investment industry and has a proven track record successfully selling a broad range of investment products and services to institutional investors and financial intermediaries. From 1988 to 1997 he was a Principal and Managing Director at RogersCasey. While there, he led the marketing and sales effort and served on the firm’s Executive Management Committee. Prior to RogersCasey, Ken spent four years at Metropolitan Life Insurance Company as an account executive, managing an institutional sales and client service team. ken@arrowpartners.com (914) 251-1084 ext. 11